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12 Aug 2009, 10:29 am
TA Associates said that it closed a $4 billion private equity fund, exceeding its initial $3.5 billion target despite a difficult fund-raising environment. [read post]
13 Nov 2017, 2:11 pm
Woodbridge 4 is one of several mortgage funds offered by the California-based Woodbridge Group of Companies, LLC (“Woodbridge”), the successor firm to Woodbridge Structured Funding, LLC. [read post]
18 Mar 2021, 10:36 am
Ignore These 4 Funds And You’ll Miss An 8.8% Dividend In 2021 If you’re like most investors, you’re tired of having the following two pieces of “wisdom” pounded into your head by the financial media. https://www.forbes.com/sites/michaelfoster/2021/01/16/ignore-these-4-funds-and-youll-miss-an-88-dividend-in-2021/----- Coast-to-coast representation of investors and financial professionals - Securities Lawyer [read post]
14 Oct 2020, 10:00 pm
On October 7, 2020, the US Securities and Exchange Commission (SEC) adopted Rule 12d1-4 (Rule) under the Investment Company Act of 1940 (Act) and related amendments (Amendments) that are collectively designed to provide a more consistent and efficient regulatory framework for funds that invest in other funds (“fund of funds” arrangements). [read post]
14 Oct 2020, 10:00 pm
On October 7, 2020, the US Securities and Exchange Commission (SEC) adopted Rule 12d1-4 (Rule) under the Investment Company Act of 1940 (Act) and related amendments (Amendments) that are collectively designed to provide a more consistent and efficient regulatory framework for funds that invest in other funds (“fund of funds” arrangements). [read post]
14 Oct 2020, 10:00 pm
On October 7, 2020, the US Securities and Exchange Commission (SEC) adopted Rule 12d1-4 (Rule) under the Investment Company Act of 1940 (Act) and related amendments (Amendments) that are collectively designed to provide a more consistent and efficient regulatory framework for funds that invest in other funds (“fund of funds” arrangements). [read post]
14 Oct 2020, 10:00 pm
On October 7, 2020, the US Securities and Exchange Commission (SEC) adopted Rule 12d1-4 (Rule) under the Investment Company Act of 1940 (Act) and related amendments (Amendments) that are collectively designed to provide a more consistent and efficient regulatory framework for funds that invest in other funds (“fund of funds” arrangements). [read post]
14 Oct 2020, 10:00 pm
On October 7, 2020, the US Securities and Exchange Commission (SEC) adopted Rule 12d1-4 (Rule) under the Investment Company Act of 1940 (Act) and related amendments (Amendments) that are collectively designed to provide a more consistent and efficient regulatory framework for funds that invest in other funds (“fund of funds” arrangements). [read post]
14 Oct 2020, 10:00 pm
On October 7, 2020, the US Securities and Exchange Commission (SEC) adopted Rule 12d1-4 (Rule) under the Investment Company Act of 1940 (Act) and related amendments (Amendments) that are collectively designed to provide a more consistent and efficient regulatory framework for funds that invest in other funds (“fund of funds” arrangements). [read post]
1 Feb 2019, 6:05 am
” Nonetheless, if Rule 12d1-4 is adopted as proposed, we expect that many existing fund of funds arrangements would need to be restructured. [read post]
8 Apr 2024, 7:04 am
The post 4 Things Digital Health Investors Look For In A Tight Funding Environment appeared first on Above the Law. [read post]
20 Sep 2011, 9:00 pm
Below we have reprinted the entire regulation. **** Rule 206(4)-2 –Custody of Funds or Securities of Clients by Investment Advisers a. [read post]
7 Sep 2015, 3:00 am
Previously we looked at three common ways people can use to fund a trust. [read post]
6 Jan 2022, 3:52 pm
Steven Kazan – Corrupt Lawyer of the Year 2021-2022 How Steven Kazan and Alan Brayton Have Misappropriated Billions from Asbestos Trust Funds (and Victims) in 4 Simple Steps The “Methods” of Corruption of 2 California Asbestos Lawyers Continue reading [read post]
16 Apr 2009, 3:47 am
Facebook's chief executive, Mark Zuckerberg, after a board-level conversation, has declined a funding offer that would value the social network firm at $4 billion, VentureBeat reported. [read post]
25 Jan 2024, 9:18 am
The post Ontra’s Insight, Powered By GPT-4, Simplifies Fund Management appeared first on Above the Law. [read post]
21 Feb 2017, 5:22 am
In order to finance these large-scale projects, a funding agreement needs to be in place between the people or company who needs the construction done and the financial institution(s) who […] [read post]
5 Mar 2023, 1:42 pm
A new $4 million settlement by Lakeland Regional Medical Center (LRMC) in Lakeland, Florida, alerts other health care providers and state and local governments administering Medicaid funded care to confirm their arrangements don’t involve prohibited donations. [read post]
30 Mar 2023, 8:14 pm
A $4 million settlement by Lakeland Regional Medical Center (LRMC) in Lakeland, Florida, alerts other health care providers and state and local governments administering Medicaid funded care to confirm their arrangements don’t involve prohibited donations. [read post]
2 May 2019, 6:38 am
Finally, if the Commission declines to include private funds from Rule 12d1-4, the MFA recommends that it allow additional investments by private funds in ETFs, subject to appropriate conditions. [read post]
